Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes.

Vanguard, one of the world’s largest asset managers, has agreed to pay a $106.4 million fine to settle charges brought by the Securities and Exchange Commission (SEC). The SEC found that Vanguard made ...

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

Atomi Financial Group Inc. purchased a new position in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) in ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

Vanguard Groupwill pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

Park Avenue Securities LLC bought a new position in shares of Vanguard Utilities ETF (NYSEARCA:VPU – Free Report) in the ...