Exchange-traded funds are not required to pay brokerage firms a 12-b1 fee to be held in an account, but one ETF company appears to be preparing for this. As the number of ETFs expands and marketing ...
The mutual fund fees known as 12b-1s have morphed into something few envisioned when the SEC created them 25 years ago. With regulators now poised to address that transformation, many reps are ...
Former Department of Energy workers say potential grant recipients have been left in the dark about whether they will receive ...
SEC Chair, Mary Schapiro, announced new proposed rules as to how Wall Street should charge those 12b-1 "marketing" fees. These are fees some mutual fund companies charge to market and distribute ...
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